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Thomas

Nagel

Dr. iur.
Attorney at law

+41 44 274 16 00

Advoro Zürich AG
Bellerivestrasse 21
8008 Zurich
Switzerland

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About

Dr. Thomas Nagel has many years of experience in the areas of financial market, corporate and general commercial law. He specializes in money laundering law, on which he has written his doctoral thesis and a large number of practice-relevant publications in specialist journals. He also works as a lecturer at the Swiss Distance-Learning University of Applied Sciences (FFHS) in the area of compliance and corporate governance.

He supports companies in the financial sector with regulatory issues in connection with licensing and enforcement proceedings before authorities and self-regulatory organizations, with the drafting of contracts and with strategic decisions. Thomas Nagel worked as a secondee in the legal department of a bank in Zurich. His clients therefore benefit from the fact that he knows their perspective and the challenges they face from personal experience.

Before joining Advoro, he worked for four years as a lawyer at Walder Wyss AG in Zurich. He gained further professional experience at the bilingual regional court of Bernese Jura-Seeland, in law firms in Bern, Zurich and St. Gallen and in the legal department of an auditing company in Zurich.

Thomas Nagel studied at the University of Bern (Bachelor 2012; Master 2014; Dr. iur. 2019 with summa cum laude) and at the Université de Nantes (Master 2012). He also holds two certificates from the University of St. Gallen in Finance (2022) and Sustainable Finance (2023).

Thomas Nagel works mainly in German and English and is fluent in French. He is registered with the Zurich Bar Registry and is authorized to conduct litigation throughout Switzerland.

Publications



§ 10 Payments (payment services and payment systems)

Authors: Thomas Nagel and Thomas Müller

in: Crypto Assets, Basel 2024



Presentation: The Register of Beneficial Owners – (too) much effort for a modest benefit

Europe Institute of the University of Zurich, 12. Zurich Conference on Anti-Money Laundering

Speaker: Thomas Nagel

Zurich, 1 October2024



Commentary on Art. 2 para. 1, Art. 8, Art. 8a, Art. 15 and Art. 38 (in publication)

in: Online Commentary on the Anti-Money Laundering Act, 2024



Commentary on Art. 11 CISA (units)

Authors: Thomas Nagel, Alexander Eichhorn and Daniel Dedeyan

in: Stämpfli's hand commentary on the Collective Investment Schemes Act, Bern 2024



The reporting obligation under Art. 29 para. 2 FINMASA

Authors: Thomas Nagel and Reto Ferrari-Visca

in: SZW (Swiss Journal of Business Law) 3/2024, p. 299 ff.



Lecture: Introduction to Financial Market Law – Anti-Money Laundering Law

Lecturer: Thomas Nagel

Master Lecture at the University of Bern, 23 May 2024



Lecture: Swiss financial market regulation

Lecturer: Thomas Nagel

LL. M. / CAS International Banking, Capital Markets and Insurance Law at the University of Zurich UZH, 16 December 2023



Consultation draft on strengthening the fight against money laundering and the transparency register: Assessment of the preliminary draft

Author: Thomas Nagel

in: RRCO (Recht relevant. für Compliance Officers) 6/2023, p. 2 ff.



Buy now pay later (BNPL): Overview of the legal framework in Switzerland

Author: Thomas Nagel

in: RRCO (Recht relevant. für Compliance Officers) 5/2023, p. 5 ff.



Draft law for the Swiss Transparency Register: Is the frontal attack on the ‘société anonyme’ and attorney-client privilege coming?

Author: Thomas Nagel

in: RRCO (Recht relevant. für Compliance Officers) 3/2023, p. 2 ff.



Services for payment transactions under the Anti-Money Laundering Act: Delimitations and selected practical issues

Author: Thomas Nagel

in: GesKR (Gesellschafts- und Kapitalmarktrecht) 2023, p. 72 ff.



Legal qualification of Decentralised Autonomous Organisations (DAOs) with special consideration of the Anti-Money Laundering Act

Author: Thomas Nagel

in: iusNet Banking and Capital Markets Law, 23 February 2023



Lecture: Tutorial for first-semester law students at the University of Bern

Speakers: Thomas Nagel and Pascal Zysset

Bern, 1 November 2022



Lecture: Anti-Money Laundering Act: Subordination issues in practice

Speaker: Thomas Nagel

Master Lecture ‘Selected Questions on Financial Market Law’ at the University of Bern, 25 October 2022



Materiality of a function in outsourcing by banks

Author: Thomas Nagel

in: RRCO (Recht relevant. für Compliance Officers) 5/2022, p. 8 ff.



Presentation: Further development of the VegüV in the new stock corporation law

Speaker: Thomas Nagel

Event on the topic ‘Revision of company law - what now?’, Bern, 20 September 2022



The dissolution of rent deposit accounts in practice: A substantive and procedural legal interpretation

Authors: Thomas Nagel and Michael Nagel

in: Jusletter, 5 September 2022



Interpretation of the new AMLA obligation to verify the identity of the beneficial owner

Author: Thomas Nagel

in: iusNet Banking and Capital Markets Law, 31 March 2022



Identification obligations of banks in business relationships with domiciliary companies

Authors: Thomas Nagel and Klaus Wiesehöfer

in: SJZ (Schweizerische Juristen-Zeitung) 2022, p. 139 ff.



Commentary on Art. 7a (assets of low value/‘triviality clause’)

Authors: Thomas Nagel and Thomas Müller

in: Basel Commentary on the Anti-Money Laundering Act, Basel 2021



Advertising for financial instruments and financial services: Regulatory aspects, delimitations and guidance on contract drafting

Author: Thomas Nagel

in: Jusletter, 4 October 2021



Conflicts of interest of the compliance officer: With special consideration of the reporting obligation under Art. 9 AMLA

Author: Thomas Nagel

in: SJZ (Schweizerische Jursiten-Zeitung) 2021, p. 102 ff.



Lecture: Tutorial for first-semester law students at the University of Bern

Speaker: Thomas Nagel

Bern, 12 November 2021



Presentation: The Anti-Money Laundering Act: Overview and current developments

Speaker: Thomas Nagel

Walder Wyss Online Breakfast, 4 November 2020



Anti-Money Laundering Regulation and DLT Regulation - legal update

Authors: Thomas Nagel and Thomas Müller

Regular Newsletter 142, September 2020



Laundering money via SMS? Value-added services and the Anti-Money Laundering Act: Discussion of recent case law

Author: Thomas Nagel

in: Jusletter, 17 August 2020



Should the safekeeping of assets be subject to the Anti-Money Laundering Act in future?

Author: Thomas Nagel

in: GesKR (Gesellschafts- und Kapitalmarktrecht) 2020, p. 113 ff.



The personal and material scope of the Swiss Anti-Money Laundering Act (AMLA)

Author: Thomas Nagel

Dissertation University of Bern 2019, published in: Swiss Research on Financial Market Law, Volume 132, 2020



Lecture: The personal and material scope of the Swiss Anti-Money Laundering Act

Speaker: Thomas Nagel

University of Bern, 12 December 2019



Presentation: Asset managers and investment advisors - When do I fall under the AMLA?

Speakers: Thomas Nagel and Pascal Zysset

Roundtable for asset managers and financial service providers, Bern, 26 February 2019



The territorial scope of application of the Anti-Money Laundering Act

Author: Thomas Nagel and Pascal Zysset

in: GesKR (Gesellschafts- und Kapitalmarktrecht) 2018, p. 140 ff.



The statutory restriction on transferability of unlisted registered shares: Need for revision of the grounds for refusal pursuant to Art. 685b para. 2 CO 

Author: Thomas Nagel

in: AJP (Aktuelle Juristische Praxis) 2015, p. 190 ff.

Expertise

Financial market law (in particular banking law, Financial Institutions Act, Financial Services Act, Anti-Money Laundering Act)
Consumer loans
fintech
Company law, corporate governance, independent proxy voting
Data protection

Other Activities and Functions

Lecturer for compliance and corporate governance at the Swiss Distance Learning University (FFHS) in Zurich (since 2019)
Regular speaker at conferences, events and lectures (e.g. in lectures on financial market law at the University of Zurich and the University of Bern)
Member of various professional associations, clubs and cooperatives

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